All Core
Continuing education to keep abreast of the developments, skills and knowledge in the financial advisory industry.
Core SFA
View all the continuing professional development courses for capital markets services representatives.
Core FAA
View all the continuing professional development courses for financial advisory representatives.
Supplementary
View the other courses covering the latest developments and trends, and pick up the necessary skills required.
E-Learning Courses
| COURSES | TYPE | CPD HRS |
|---|---|---|
|
Accountability and Professional Conduct
TYPE Core FAA/SFA
|
CPD HRS
1
|
Core FAA/SFA | 1 |
|
AML Regulations
TYPE Core FAA/SFA
|
CPD HRS
1
|
Core FAA/SFA | 1 |
|
Cybersecurity Awareness For Financial Services
TYPE Core FAA/SFA
|
CPD HRS
1.5
|
Core FAA/SFA | 1.5 |
|
Ethics and Conflicts of Interests
TYPE Core FAA/SFA
|
CPD HRS
1
|
Core FAA/SFA | 1 |
|
Fair Dealing
TYPE Core FAA/SFA
|
CPD HRS
1
|
Core FAA/SFA | 1 |
|
Financial Advisory Related Regulations
TYPE Core FAA
|
CPD HRS
1
|
Core FAA | 1 |
|
Fit and Proper Requirements for Appointed SFA/FAA Representatives
TYPE Core FAA/SFA
|
CPD HRS
1
|
Core FAA/SFA | 1 |
|
KYC/CDD Principles
TYPE Core FAA
|
CPD HRS
1
|
Core FAA | 1 |
|
Securities Related Regulations
TYPE Core FAA/SFA
|
CPD HRS
1
|
Core FAA/SFA | 1 |
|
Technology Risk
TYPE Core FAA/SFA
|
CPD HRS
1
|
Core FAA/SFA | 1 |