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All Core

Continuing education to keep abreast of the developments, skills and knowledge in the financial advisory industry.

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Core SFA

View all the continuing professional development courses for capital markets services representatives.

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Core FAA

View all the continuing professional development courses for financial advisory representatives.

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Supplementary

View the other courses covering the latest developments and trends, and pick up the necessary skills required.

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E-Learning Courses

COURSES TYPE CPD HRS
Accountability and Professional Conduct
 
TYPE  Core FAA/SFA  |  CPD HRS   1
Core FAA/SFA 1
AML Regulations
 
TYPE  Core FAA/SFA  |  CPD HRS   1
Core FAA/SFA 1
Cybersecurity Awareness For Financial Services
 
TYPE  Core FAA/SFA  |  CPD HRS   1.5
Core FAA/SFA 1.5
Ethics and Conflicts of Interests
 
TYPE  Core FAA/SFA  |  CPD HRS   1
Core FAA/SFA 1
Fair Dealing
 
TYPE  Core FAA/SFA  |  CPD HRS   1
Core FAA/SFA 1
Financial Crime in Capital Markets Context
 
TYPE  Core SFA  |  CPD HRS   1
Core SFA 1
Fit and Proper Requirements for Appointed SFA/FAA Representatives
 
TYPE  Core FAA/SFA  |  CPD HRS   1
Core FAA/SFA 1
Securities Related Regulations
 
TYPE  Core FAA/SFA  |  CPD HRS   1
Core FAA/SFA 1
Technology Risk
 
TYPE  Core FAA/SFA  |  CPD HRS   1
Core FAA/SFA 1